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Get The Net, LLC
230 Park Avenue
10th Floor
New York, NY 10169
(212) 551-3559 |
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| Compliance does not come in a box. It is not a set of static rules that apply to all. It is a culture fostered by management and reinforced by sound practices. Get The Net can guide you through the rules and prepare you to meet the standards of the most exacting regulators. To ensure that your firm meets and exceeds today's stringent compliance management standards, we can assist in some or all of
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Develop a compliance program to fit your business |
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Design and document policies, procedures and code of ethics |
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Identify conflicts of interest and propose best-practice solutions |
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Perform annual compliance reviews |
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Create and implement surveillance programs |
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Review disclosure
documents for consistency with business practices |
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Conduct mock SEC audits |
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| Get The Net, LLC is a consulting group specializing in compliance and business service solutions for the alternative investment and broker/dealer communities. |
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| Get The Net, LLC • 230 Park Avenue 10th Floor • New York NY 10169 • (212) 551-3559 |
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